Requirements: English
Company: WhatJobs
Region: Zrich , Zurich
Responsibilities
- Execute compliance controls (i.e. market abuse monitoring, payment screening, sanctions screening) as part of the second line of defense, ensuring the organization adheres to regulatory requirements and internal standards.
- Prepare and consolidate compliance reports, including subsidiaries reporting, for monthly and quarterly submissions to senior management. Support reporting obligations to FINMA and contribute to various regulatory reporting initiatives.
- Manage the banks policy and procedure framework, conducting policy reviews, coordinating feedback on Group policy updates, and drafting compliance-related policies.
- Oversee the banks complaints reporting framework, including analysis of root cause.
- Develop and oversee the compliance training framework, ensuring employees receive necessary regulatory and policy training to maintain high compliance standards across the organization.
- Provide support to the Head of the General Compliance Team, assisting in compliance-related projects, process enhancements, system implementations, and control optimizations.
- Lead and participate in compliance-related projects, collaborating effectively with different departments.
Education and Qualifications
- Strong educational background (University degree in law or economics preferred).
- Up to 3 years'' experience in compliance, risk management, risk control or audit within the Swiss financial industry.
- Solid understanding of risk control and reporting techniques.
- Familiarity with the wealth management environment.
Experience, Skills and Competencies Required
- Proactive and solution-oriented mindset.
- Strong problem-solving and organizational skills.
- Ability to manage complex and variable situations effectively.
- Team player with a high level of reliability, accuracy and discretion.
- Excellent communication skills in English and French or German (written and spoken).
- Comfortable working under pressure and meeting deadlines.
- High standards of quality and confidentiality.
- Proficient in MS Office; knowledge of Avaloq is a plus.
Benefits
- Rothschild & Co is committed to safeguarding and enhancing the health and wellbeing of all its employees. To support this, Rothschild & Co provides all employees with a range of healthcare services and benefits that aim to support their overall wellbeing.
- We are conducive to creating a working environment and culture where people can succeed.
- We provide a variety of inhouse trainings, as well as tuition assistance for further education and training courses.
- Everyone can choose to incorporate agile working principles into their working week.
- We have learned a great deal about the adaptability, commitment and resilience of our people. We believe there are opportunities for all of us to enhance our working lives and outcomes, by applying a more flexible approach to where and when we work and up to 40% of your work time can be performed from home.
If you are curious to learn more about us and have valuable experiences in a similar role, then please submit your CV and Cover Letter through our recruitment tool.
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