Requirements: English
Company: Swissquote Group
Region: Gland , Vaud
Compliance Officer - Onboarding Corporate
- Full-time
- Managerial role: No
Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.
Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
- Analysis of account opening requests from corporate clients (such as active/passive entities, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA and CRS.
- Drafting of internal memorandums, especially regarding HRR corporate clients.
- Optimization of internal processes and guidelines, contribution to the drafting of procedures.
- Participation in key regulatory projects.
- Support and advice to the Front line and management.
Minimum Requirements:
- Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the banking sector.
- Minimum 3 to 5 years of experience in a similar position within a financial institution, in an AML/CTF compliance position in relation to complex corporate structures.
- Experience in regulatory audit in Switzerland (prudential audit for financial institutions, big 4 firm) is a plus.
- Excellent command of complex corporate structures, especially of trusts and collective investment schemes.
- Excellent knowledge of AMLA, AMLO-FINMA, CDB 20 and other relevant regulations (FinSA, FinIA, CISA).
- Eagerness to learn and readiness to take on challenges.
- Ability to multi-task and work under pressure.
- Excellent analytical skills as well as good organizational skills.
- Excellent writing and communication skills in French and English (another language is an asset).
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment.
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