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Head of Compliance Onboarding & Periodic Reviews, Lugano
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Client:
EFG International
Location:
Job Category:
Other
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Job Reference:
d859b1ca96ad
Job Views:
5
Posted:
28.04.2025
Expiry Date:
12.06.2025
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Job Description:
Lead and manage the Onboarding & Periodic Reviews team (approx. 15+ people) within the legal entity EFG Bank AG, spread over Zrich, Geneva, and Lugano. Oversee all KYC/AML processes and procedures to ensure proper risk management and adherence to internal frameworks and regulatory requirements.
Main Responsibilities
- Oversee Onboarding & Periodic Reviews activities.
- Manage the team across three locations, define priorities, set goals, and lead staff.
- Support and guide the team and front office.
- Escalate sensitive or urgent issues to the Head of Financial Crime or her deputy.
- Maintain strong relationships with the First Line of Defense (FLoD), other stakeholders, and foreign Compliance units.
- Prepare, participate in, and follow up on internal and external audits.
- Develop management reports, statistics, and KPIs for internal use and Group Compliance.
- Provide training and workshops to compliance and front office teams.
- Stay updated on regulatory changes affecting the bank and propose strategies accordingly.
- Promote compliance awareness and develop a risk-aware culture within the bank.
- Maintain and improve onboarding and review processes, systems, and tools by participating in projects, reviewing guidelines, and supporting new tool development.
Professional Skills
- Over 8 years of compliance experience, with strong knowledge in client onboarding, financial crime, and transaction monitoring.
- Advanced compliance certifications are a plus.
- Strong leadership skills.
- Deep understanding of Private Banking, Wealth Management, and Asset Management.
- Good grasp of commercial challenges.
- Solution-oriented and pragmatic approach.
- Flexible and resourceful.
- Ability to collaborate across functions.
- Willingness to travel regularly within Switzerland.
- Excellent interpersonal skills.
- Fluent in English, and proficient in French, German, Swiss German, or Italian.
Our Values
- Accountability: Taking ownership and seeking continuous improvement.
- Hands-on: Proactively delivering high-quality results.
- Passionate: Committed to excellence.
- Solution-driven: Focusing on client outcomes with a risk-aware mindset.
- Partnership-oriented: Promoting collaboration and teamwork with an entrepreneurial spirit.
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